Post by UKIPA Holdings, LLC on Mar 19, 2015 0:19:41 GMT 4
Statement on Jury Verdict in Willie Gault/Heart Tronics Case
Andrew Ceresney
Director, Division of Enforcement
March 18, 2015
"We are pleased with the jury’s verdict holding Willie Gault accountable for securities law violations. As proved at trial, as CEO of a public company, Willie Gault filed false certifications with the SEC and knowingly circumvented the company’s internal controls."
More Information:
• The SEC filed its civil complaint in December 2011 (see press release: www.sec.gov/news/press/2011/2011-271.htm).